DFX Intelligence

J•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

J•••• B••••

Advisor at N•• A•••• M••••••••• L••

San Juan, PR | FAIR LAWN, NJ

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Search this name across graphsid dfx:ria:f1e465db-860a-31b2-18ab-1f568a3a6bc5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A•••• M••••••••• L••	Bd affiliated wealth	Mar 13, 2018	n/a	yes	San Juan, PR\|FAIR LAWN, NJ	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Jun 18, 2015	Mar 2, 2018	no	NEW YORK, NY\|SAN JUAN, PR\|NEW YORK, NY\|SAN JUAN, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	N•• A•••• M••••••••• L••	Mar 2, 2018	Mar 13, 2018	11	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
15007:131534:PR:2018-03-02	Mar 2, 2018	Mar 13, 2018	SAN JUAN, PR	Firm change

Relationships

Registered with (2)

→ N•• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 13, 2018 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Jun 18, 2015 to Mar 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1e465db-860a-31b2-18ab-1f568a3a6bc5
First observed: Jun 18, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.