DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

JENNIFER DOWLING DOUGHERTY

Advisor at BROADWEALTH LLC

WINCHESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1ed8887-37ac-8000-be9d-4acc320b0507

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 6, 2014 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Jennifer Dowling Dougherty

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROADWEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65
First exam: Nov 12, 2010
First registration: Oct 6, 2014
Dual registered: no
Other names: JENNIFER LYNN DOWLING
IAPD individual key: 5450445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROADWEALTH LLC	Independent wealth	Aug 21, 2019	n/a	yes	WINCHESTER, MA	Current employment
BALLENTINE PARTNERS	Independent wealth	Oct 6, 2014	Oct 3, 2018	no	WALTHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALLENTINE PARTNERS	BROADWEALTH LLC	Oct 3, 2018	Aug 21, 2019	322	Firm change	RIA to RIA

Relationships

Registered with (2)

→ BROADWEALTH LLCRegistered adviserregistration: current employment
Aug 21, 2019 to presentfactForm ADV
→ BALLENTINE PARTNERSRegistered adviserregistration: previous registration
Oct 6, 2014 to Oct 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1ed8887-37ac-8000-be9d-4acc320b0507
First observed: Oct 6, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JENNIFER DOWLING DOUGHERTY

Advisor at BROADWEALTH LLC

WINCHESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1ed8887-37ac-8000-be9d-4acc320b0507

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BROADWEALTH LLC

Independent wealth

Aug 21, 2019

n/a

yes

WINCHESTER, MA

Current employment

BALLENTINE PARTNERS

Independent wealth

Oct 6, 2014

Oct 3, 2018

WALTHAM, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BALLENTINE PARTNERS

BROADWEALTH LLC

Oct 3, 2018

Aug 21, 2019

322

Firm change

RIA to RIA