DFX Intelligence

C••••••••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

C••••••••• S•••• S••••••

Advisor at S•••••• I••••••••• G••••

BETHESDA, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 3, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• G••••	Independent wealth	Aug 3, 2018	n/a	yes	BETHESDA, MD	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Aug 7, 2018	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• I••••••••• G••••	Aug 7, 2018	Aug 3, 2018	-4	Firm change	Wirehouse to RIA
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:297499:DC:2018-08-07	Aug 7, 2018	Aug 3, 2018	WASHINGTON, DC	Firm change

Relationships

Registered with (3)

→ S•••••• I••••••••• G••••Registered adviserregistration: current employment
Aug 3, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 7, 2018factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Jun 3, 1996 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 3, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.