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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Winston Alexander McLaughlin

Advisor at EAGLE STRATEGIES LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:f213c458-b8b5-c319-1570-af56aef8918e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EAGLE STRATEGIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 4, 1999
First registration: Jul 14, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2960262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EAGLE STRATEGIES LLC	Bd affiliated wealth	Aug 13, 2011	n/a	yes	NEW YORK, NY	Current employment
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	Former SEC adviser	Sep 10, 2009	Jul 8, 2011	no	WAYNE, PA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Nov 13, 2007	no	NEW YORK, NY\|NEW YORK, NY\|PURCHASE, NY	Previous registration
VAN KAMPEN ADVISORS INC	n/a	Mar 31, 2005	Nov 13, 2007	no	JERSEY CITY, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 7, 2004	Apr 2, 2007	no	NEW YORK, NY\|PURCHASE, NY\|NEW YORK, NY	Previous registration
BNY MELLON SECURITIES LLC	n/a	Jul 14, 2003	Sep 16, 2004	no	RIDGEFIELD PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	EAGLE STRATEGIES LLC	Jul 8, 2011	Aug 13, 2011	36	Firm change	Other
VAN KAMPEN ADVISORS INC	MORGAN STANLEY & CO. LLC	Nov 13, 2007	Apr 2, 2007	-225	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	Nov 13, 2007	Sep 10, 2009	667	Firm change after gap	Other
MORGAN STANLEY DW INC.	VAN KAMPEN ADVISORS INC	Apr 2, 2007	Mar 31, 2005	-732	Firm change after gap	Other
BNY MELLON SECURITIES LLC	MORGAN STANLEY DW INC.	Sep 16, 2004	Oct 7, 2004	21	Firm change	Other

Relationships

Registered with (6)

→ EAGLE STRATEGIES LLCRegistered adviserregistration: current employment
Aug 13, 2011 to presentfactForm ADV
→ HARTFORD INVESTMENT FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 10, 2009 to Jul 8, 2011factForm ADV
→ VAN KAMPEN ADVISORS INCRegistered adviserregistration: previous registration
Mar 31, 2005 to Nov 13, 2007factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 13, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 7, 2004 to Apr 2, 2007factForm ADV
→ BNY MELLON SECURITIES LLCRegistered adviserregistration: previous registration
Jul 14, 2003 to Sep 16, 2004factForm ADV

Dated events

No dated event names this entity yet.