DFX Intelligence

R•••••• A• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

R•••••• A• G•••••••••

Advisor at R•••• S••••• A•••••••• L••

AURORA, IL

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Search this name across graphsid dfx:ria:f2141b46-2a58-0602-d978-1a2496b6cec3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• S••••• A•••••••• L••	Independent wealth	Dec 12, 2011	n/a	yes	AURORA, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 5, 2015	Mar 14, 2016	no	AURORA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Mar 14, 2016	n/a	n/a	Departure no registered destination	Departure
L•• F•••••••• L••	R•••• S••••• A•••••••• L••	Jan 2, 2013	Dec 12, 2011	-387

Relationships

Registered with (5)

→ R•••• S••••• A•••••••• L••Registered adviserregistration: current employment
Dec 12, 2011 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 5, 2015 to Mar 14, 2016factForm ADV
→ G••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2010 to Jun 8, 2012factForm ADV
→ F•••••• S••••••••• G•••• L•••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2141b46-2a58-0602-d978-1a2496b6cec3
First observed: Feb 14, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.