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Advisor at ESI FINANCIAL ADVISORS
COLCHESTER, VT | AMHERST, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Jul 17, 2026 | n/a | yes | COLCHESTER, VT|AMHERST, NY | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 13, 2025 | Jul 10, 2026 | no | WILLIAMSVILLE, NY|WILLIAMSVILLE, NY|Buffalo, NY|WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | ESI FINANCIAL ADVISORS | Jul 10, 2026 | Jul 17, 2026 | 7 | Firm change | Ibd to RIA |