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Advisor at STRATEGIC ADVISERS LLC
BENTON, AR | LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | BENTON, AR|LITTLE ROCK, AR | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 9, 2023 | Mar 31, 2025 | no | LITTLE ROCK, AR | Previous registration |
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Oct 1, 2022 | Feb 27, 2023 | no | Brynat, AR | Previous registration |
| GENWEALTH FINANCIAL ADVISORS, LLC | n/a | Mar 4, 2021 | Dec 14, 2022 | no | BRYANT, AR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 8, 2021 | Jan 9, 2023 | no | ALEXANDER, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| INDEPENDENT ADVISOR ALLIANCE, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Feb 27, 2023 | May 9, 2023 | 71 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | GENWEALTH FINANCIAL ADVISORS, LLC | Jan 9, 2023 | Mar 4, 2021 | -676 | Firm change after gap | Other |
| GENWEALTH FINANCIAL ADVISORS, LLC | INDEPENDENT ADVISOR ALLIANCE, LLC | Dec 14, 2022 | Oct 1, 2022 | -74 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:144979:AR:2023-01-09 | Jan 9, 2023 | Mar 4, 2021 | ALEXANDER, AR | Firm change after gap |
| 144979:168267:AR:2022-12-14 | Dec 14, 2022 | Oct 1, 2022 | BRYANT, AR | Firm change after gap |