DFX Intelligence

T••••• C•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

T••••• C•••• D•••••

Advisor at D••••• F•••••••• G••••• L••

Phoenix, AZ | LEXINGTON, KY

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Search this name across graphsid dfx:ria:f2408527-08da-b0ca-2671-6890bebd6d07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• F•••••••• G••••• L••	Independent wealth	Feb 1, 2024	n/a	yes	Phoenix, AZ\|LEXINGTON, KY	Current employment
S••••••• F•••••••• G••••	Independent wealth	Jul 12, 2022	Jan 26, 2024	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• G••••	D••••• F•••••••• G••••• L••	Jan 26, 2024	Feb 1, 2024	6	Firm change	RIA to RIA
D••••• F•••••••• G••••• L••	S••••••• F•••••••• G••••	Mar 11, 2022	Jul 12, 2022

Relationships

Registered with (2)

→ D••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 27, 2020 to Mar 11, 2022factForm ADV
→ S••••••• F•••••••• G••••Registered adviserregistration: previous registration
Jul 12, 2022 to Jan 26, 2024factForm ADV

Dated events

Occurred
Jan 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2408527-08da-b0ca-2671-6890bebd6d07
First observed: Aug 27, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.