DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• A•••• M••••••••• L•••••
Naples, FL | Bay Village, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A•••• M••••••••• L••••• | Independent wealth | Jul 8, 2024 | n/a | yes | Bay Village, OH|Naples, FL | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Apr 4, 2023 | Jul 8, 2024 | no | Naples, FL|Bay Village, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | S••••• A•••• M••••••••• L••••• | Jul 8, 2024 | Jul 8, 2024 | 0 | Firm change | Ibd to RIA |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Apr 4, 2023 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 28, 2007 | Jun 29, 2023 | no | WESTLAKE, OH|BAY VILLAGE, OH|NAPLES, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jul 2, 2004 | May 2, 2007 | no | Beachwood, OH|CLEVELAND, OH | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 16, 2001 | Jul 1, 2004 | no | WEST LAKE, OH | Previous registration |
| -86 |
| Bulk transfer |
| Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | C••••• A•••••• N••••••• L•• | May 2, 2007 | Jun 28, 2007 | 57 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | R•••••• J•••• • A••••••••• I••• | Jul 1, 2004 | Jul 2, 2004 | 1 | Firm change | Other |