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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PENNANT CAPITAL MANAGEMENT, LLC

CRD 158198

SUMMIT, NJ

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Search this name across graphsid dfx:ria:f250db92-160b-7dac-b75c-27c6ca306e60

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 1
Observed: Feb 14, 2012 to Mar 30, 2022
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

PENNANT CAPITAL MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $282MItem 5.F on the latest filing (2022-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $282M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $282Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-74097
CRD: 158198
Filings on the tape: 20
First filed: Feb 14, 2012
Latest filed: Mar 30, 2022
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BROADWAY GATE MASTER FUND, LTD.	Hedge Fund	$2.2B	Oct 22, 2015	170	Feb 14, 2012	dropped	021-117014
PENNANT WINDWARD MASTER FUND, L.P.	Hedge Fund	$226M	Mar 30, 2022	283	Feb 14, 2012	reported	021-99252
PENNANT CREDIT OPPORTUNITIES FUND, L.P.	Hedge Fund	$113M	Oct 22, 2015	33	Feb 14, 2012	dropped	021-130466
PENNANT MASTER FUND, L.P.	Hedge Fund	$56.6M	Mar 30, 2022	107	Feb 14, 2012	reported	021-47701

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOURNIER, ALAN, PHILIP	LIMITED PARTNER OF PENNANT CAPITAL PARTNERS, LP AND MANAGING MEMBER OF PENNANT CAPITAL PARTNERS (GP), LLC	E	yes	01/2017	Feb 14, 2012	Mar 30, 2022
FOURNIER, ALAN, PHILIP	FOUNDER, PORTFOLIO MANAGER	Na	yes	07/2001	Feb 14, 2012	Mar 30, 2022
PENNANT CAPITAL PARTNERS (GP), LLC	GENERAL PARTNER	F	yes	01/2017	Feb 3, 2017	Mar 30, 2022
PENNANT CAPITAL PARTNERS, LP	MANAGING MEMBER	E	yes	01/2017	Feb 3, 2017	Mar 30, 2022
PLEVNIAK, MARK, JOSEPH	CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER	Na	yes	06/2019	Jun 25, 2019	Mar 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PENNANT GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$282M	$282M	4	2	0	2	$282M
2020	Mar 10, 2021	$253M	$253M	4	2	0	2	$253M
2019	Mar 23, 2020	$274M	$274M	4	2	0	2	$274M
2018	Mar 27, 2019	$266M	$266M	4	2	1	2	$266M
2017	Mar 29, 2018	$2.3B	$2.3B	19	10	1	2	$2.3B
2016	Mar 27, 2017	$4.5B	$4.5B	24	12	n/a	2	$4.5B
2015	Mar 30, 2016	$6.0B	$6.0B	24	12	n/a	2	$6.0B
2014	Mar 26, 2015	$9.9B	$9.9B	26	14	n/a	4	$9.9B
2013	Mar 31, 2014	$10B	$10B	26	14	n/a	4	$10B
2012	Mar 27, 2013	$8.5B	$8.5B	25	14	n/a	4	$8.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$282M	$253M	11.5%	$266M	2.0%	4	4	0	0

Relationships

Advises (4)

→ PENNANT WINDWARD MASTER FUND, L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ PENNANT MASTER FUND, L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ BROADWAY GATE MASTER FUND, LTD.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Oct 22, 2015factForm ADV
→ PENNANT CREDIT OPPORTUNITIES FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Oct 22, 2015factForm ADV

Controls (3)

← FOURNIER, ALAN, PHILIPOwnerLIMITED PARTNER OF PENNANT CAPITAL PARTNERS, LP AND MANAGING MEMBER OF PENNANT CAPITAL PARTNERS (GP), LLC, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← PLEVNIAK, MARK, JOSEPHOwnerCHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 25, 2019 to presentfactForm ADV
← PENNANT CAPITAL PARTNERS (GP), LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Feb 3, 2017 to presentfactForm ADV

Dated events

Occurred
Jun 25, 2019
Control person joined
Joseph Mark Plevniak (Chief Compliance Officer & Director Of Operations) appeared on Schedule A of Pennant Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Jun 25, 2019
Control person left
Antonio Dominic Giafaglione (Chief Financial Officer / Chief Compliance Officer) no longer on Schedule A of Pennant Capital Management, Llc (listed 2019-03-27, absent 2019-06-25)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2019
Regulatory AUM changed
Pennant Capital Management, Llc reported RAUM $266.0M, down 89% from $2.3B (2018-03-29 to 2019-03-27)
Form ADVobserved 5 days ago
$-2.1B
Occurred
Mar 27, 2019
Control person left
Mccann Christine Hamner (Chief Operating Officer) no longer on Schedule A of Pennant Capital Management, Llc (listed 2018-03-29, absent 2019-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Pennant Capital Management, Llc reported RAUM $2.3B, down 48% from $4.5B (2017-08-11 to 2018-03-29)
Form ADVobserved 5 days ago
$-2.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f250db92-160b-7dac-b75c-27c6ca306e60
First observed: Feb 14, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENNANT CAPITAL MANAGEMENT, LLC

CRD 158198

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f250db92-160b-7dac-b75c-27c6ca306e60

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BROADWAY GATE MASTER FUND, LTD.

Hedge Fund

$2.2B

Oct 22, 2015

170

Feb 14, 2012

dropped

021-117014

PENNANT WINDWARD MASTER FUND, L.P.

Hedge Fund

$226M

Mar 30, 2022

283

Feb 14, 2012

reported

021-99252

PENNANT CREDIT OPPORTUNITIES FUND, L.P.

Hedge Fund

$113M

Oct 22, 2015

Feb 14, 2012

dropped

021-130466

PENNANT MASTER FUND, L.P.

Hedge Fund

$56.6M

Mar 30, 2022

107

Feb 14, 2012

reported

021-47701

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOURNIER, ALAN, PHILIP

LIMITED PARTNER OF PENNANT CAPITAL PARTNERS, LP AND MANAGING MEMBER OF PENNANT CAPITAL PARTNERS (GP), LLC

yes

01/2017

Feb 14, 2012

Mar 30, 2022

FOURNIER, ALAN, PHILIP

FOUNDER, PORTFOLIO MANAGER

yes

07/2001

Feb 14, 2012

Mar 30, 2022

PENNANT CAPITAL PARTNERS (GP), LLC

GENERAL PARTNER

yes

01/2017

Feb 3, 2017

Mar 30, 2022

PENNANT CAPITAL PARTNERS, LP

MANAGING MEMBER

yes

01/2017

Feb 3, 2017

Mar 30, 2022

PLEVNIAK, MARK, JOSEPH

CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER

yes

06/2019

Jun 25, 2019

Mar 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PENNANT GENERAL PARTNER, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$282M

2020

Mar 10, 2021

$253M

2019

Mar 23, 2020

$274M

2018

Mar 27, 2019

$266M

2017

Mar 29, 2018

$2.3B

2016

Mar 27, 2017

$4.5B

n/a

$4.5B

2015

Mar 30, 2016

$6.0B

n/a

$6.0B

2014

Mar 26, 2015

$9.9B

n/a

$9.9B

2013

Mar 31, 2014

$10B

n/a

$10B

2012

Mar 27, 2013

$8.5B

n/a

$8.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$282M

$253M

11.5%

$266M

2.0%