DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | Nov 4, 2020 | n/a | yes | New York, NY | Current employment |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Dec 2, 2011 | Oct 30, 2020 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Feb 18, 2009 | Dec 12, 2011 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | A.G.P / ALLIANCE GLOBAL PARTNERS | Oct 30, 2020 | Nov 4, 2020 | 5 | Firm change | Ibd to RIA |
| HSBC SECURITIES (USA) INC. | AEGIS CAPITAL CORP. | Dec 12, 2011 | Dec 2, 2011 | -10 | Firm change | Other |