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Advisor at FOCUS PARTNERS WEALTH, LLC
ST. LOUIS, MO | Wyomissing, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 11, 2024 | n/a | yes | Wyomissing, PA|ST. LOUIS, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Jul 19, 2016 | Nov 14, 2024 | no | Wyomissing, PA|ST LOUIS, MO | Previous registration |
| HERBEIN WEALTH MANAGEMENT, L.L.C. | Former SEC adviser | Mar 5, 2007 | Nov 16, 2016 | no | WYOMISSING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Nov 14, 2024 | Jul 11, 2024 | -126 | Bulk transfer | RIA to RIA |
| HERBEIN WEALTH MANAGEMENT, L.L.C. | BUCKINGHAM STRATEGIC WEALTH, LLC | Nov 16, 2016 | Jul 19, 2016 | -120 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118114:143323:PA:2016-11-16 | Nov 16, 2016 | Jul 19, 2016 | WYOMISSING, PA | Firm change after gap |