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Advisor at SILVER OAK SECURITIES, INC.
Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | May 4, 2022 | n/a | yes | Knoxville, TN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 19, 2021 | May 3, 2022 | no | KNOXVILLE, TN | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Feb 10, 2004 | Sep 30, 2020 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | SILVER OAK SECURITIES, INC. | May 3, 2022 | May 4, 2022 | 1 | Firm change | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 30, 2020 | Mar 19, 2021 | 170 | Bulk transfer | Ibd to ibd |