This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 10, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63

First exam

Jan 10, 1992

First registration

Jul 8, 1997

Dual registered

yes, broker-dealer

Other names

M BENAY CURTIS|MARGARET BENAY CURTISBAUER|MARGARET BENAY CURITS|MARGARET BENAY CURTIS-BAUER|BENAY CURTIS|M BENAY CURTIS-BAUER|MARGARET BENAY CURTIS-BAUER

IAPD individual key

2198170

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f26bf9d4-7770-73e2-268e-e174af9b5a54

First observed

Jul 8, 1997

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.