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Advisor at SAXONY CAPITAL MANAGEMENT, LLC
Marlton, NJ | SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 2, 2025 | n/a | yes | Marlton, NJ|SAINT LOUIS, MO | Current employment |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Aug 16, 2024 | Dec 31, 2024 | no | Marlton, NJ|SAINT LOUIS, MO|Philadelphia, PA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Nov 28, 2022 | Apr 19, 2024 | no | Tampa, FL | Previous registration |
| FLORIDA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 2, 2021 | Jun 20, 2022 | no | Philadelphia, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | SAXONY CAPITAL MANAGEMENT, LLC | Apr 19, 2024 | Aug 16, 2024 | 119 | Firm change | RIA to RIA |
| FLORIDA FINANCIAL ADVISORS, LLC | FISHER INVESTMENTS | Jun 20, 2022 | Nov 28, 2022 | 161 | Firm change | Ibd to RIA |