DFX Intelligence

C•• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C•• C•••••• P•••••••

K-F MANAGEMENT COMPANY, INC, CRD 161195

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f26d0c14-98be-80d0-0f88-f54c3a34c127

Data as of Jun 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 15, 2012 to Jun 30, 2015
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•• C•••••• P•••••••

Private equity manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $85.0M••• Locked
Discretionary RAUM: $80.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• C•••••• P••••••• I••• L•	Private Equity Fund	$80.1M	Jun 30, 2015	21	Feb 15, 2012	reported	021-66595
C•• C•••••• P••••••• I•• L•	Private Equity Fund	$5.4M	Jun 24, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• D••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Feb 15, 2012	Jun 30, 2015
F•••••••• J•••• W•••••	VICE-PRESIDENT	D	yes	06/1995	Feb 15, 2012	Jun 30, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• M••••••••• C••••••• I•••	n/a	n/a	n/a	Y	yes	n/a
K• C•••••• I••• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$85.0M	$79.1M	7.4%	n/a	n/a	4	5	n/a	n/a

Relationships

Advises (3)

→ C•• C•••••• P••••••• I••• L•Private fundPrivate Equity Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ C•• C•••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA, no longer reported
Feb 15, 2012 to Jun 24, 2013factForm ADV
→ C•• I••••••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA, no longer reported
Feb 15, 2012 to Jun 24, 2013factForm ADV

Controls (3)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f26d0c14-98be-80d0-0f88-f54c3a34c127
First observed: Feb 15, 2012
Last observed: Jun 30, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.