DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U•• F•••••••• S••••••• I•••
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 19, 2025 | n/a | yes | WASHINGTON, DC | Current employment |
| M••••• S•••••• | Wirehouse | Feb 27, 2015 | Jun 10, 2024 | no | Washington, DC|Washington, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Jun 10, 2024 | Feb 19, 2025 | 254 | Firm change | Wirehouse to wirehouse |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M••••• S•••••• | Nov 18, 2014 | Feb 27, 2015 |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• |
| Bd affiliated wealth |
| Oct 25, 2013 |
| Nov 18, 2014 |
| no |
| WASHINGTON, DC |
| Previous registration |
| K••••• P•••••• W••••• S•••••••• L•• | Bd affiliated wealth | Dec 6, 2010 | Apr 16, 2013 | no | AUSTIN, TX | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jul 2, 2010 | no | Washington, DC|Washington, DC | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | WASHINGTON, DC | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 25, 1998 | Apr 2, 2007 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 101 |
| Firm change |
| Other |
| K••••• P•••••• W••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 16, 2013 | Oct 25, 2013 | 192 | Firm change | Other |
| M••••• S•••••• | K••••• P•••••• W••••• S•••••••• L•• | Jul 2, 2010 | Dec 6, 2010 | 157 | Firm change | Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |