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CRD 160739
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| T••• H•••• S•••••• O••••••••• F••• I••• L••• | Hedge Fund | $8.1M | Mar 29, 2019 | 114 | Feb 14, 2012 | dropped | 021-115838 |
| T••• H•••• S•••••• O••••••••• F••• I•• L••• | Hedge Fund | $4.8M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••••••• P•••• L••••••• | Trustee | F | yes | 05/1999 | Feb 14, 2012 | Mar 23, 2021 |
| M••••••••• P•••• L••••••• | SENIOR MANAGING DIRECTOR | Na | yes | 10/2009 | Feb 14, 2012 | Mar 23, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T••• H•••• S•••••• O••••••••• P••••••• I•• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $59.0M | $120M | -50.6% | $309M | -42.4% | 3 | 4 | 1 | 1 |
| 78 |
| Feb 14, 2012 |
| reported |
| 021-157478 |
| T••• H•••• S•••••• O••••••••• I• L••••••••• T•••• | Other Private Fund | $792,769 | May 4, 2018 | 81 | Mar 31, 2014 | dropped | n/a |
| T••• H•••• S•••••• O••••••••• M••••• F••• I•• L••• | Hedge Fund | $0 | Mar 31, 2014 | 83 | Feb 14, 2012 | dropped | 021-138634 |
| Trustee |
| F |
| yes |
| 12/1996 |
| Feb 14, 2012 |
| Mar 23, 2021 |
| W••••••• R•••••• B•••••• | SENIOR MANAGING DIRECTOR | Na | yes | 10/2009 | Feb 14, 2012 | Mar 23, 2021 |
| T•• P••• A•• V•••••• M•••••••• T••••• D•• 5•••••• | Member | D | no | 10/2009 | Feb 14, 2012 | Mar 23, 2021 |
| T•• R••••• A•• J•••• W•••••• L••••• T••••• D•• 1•••••• | Member | D | no | 10/2009 | Feb 14, 2012 | Mar 23, 2021 |
| V••••• M••••••• D•••• | CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER | Na | no | 11/2009 | Feb 14, 2012 | Mar 23, 2021 |
| $59.0M |
| $59.0M |
| 3 |
| 2 |
| 1 |
| 1 |
| $59.0M |
| 2019 | Mar 30, 2020 | $120M | $120M | 4 | 3 | 1 | 1 | $120M |
| 2018 | Mar 29, 2019 | $172M | $172M | 5 | 3 | 1 | 2 | $172M |
| 2017 | Mar 28, 2018 | $309M | $309M | 7 | 4 | 1 | 3 | $309M |
| 2016 | Mar 29, 2017 | $377M | $377M | 10 | 7 | n/a | 3 | $377M |
| 2015 | Mar 30, 2016 | $482M | $482M | 12 | 7 | n/a | 3 | $482M |
| 2014 | Mar 31, 2015 | $551M | $551M | 14 | 8 | n/a | 3 | $551M |
| 2013 | Mar 31, 2014 | $544M | $544M | 14 | 8 | n/a | 4 | $544M |
| 2012 | Mar 28, 2013 | $586M | $586M | 13 | 7 | n/a | 3 | $586M |