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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RESOURCE ADVISORY SERVICES, INC.

CRD 110671

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27b0530-277f-5893-4d7d-ecd2c1703850

Data as of Feb 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2012 to Feb 25, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $122MItem 5.F on the latest filing (2020-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $110M
Private client RAUM: $119MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 472
Individual clients: 34
High net worth clients: 36
SEC number: 801-114169
CRD: 110671
Filings on the tape: 12
First filed: Mar 12, 2012
Latest filed: Feb 25, 2020
Organised: Corporation, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANKLA, ROBERT, BRYAN	PRINCIPAL/VICE PRESIDENT	B	yes	11/2012	Sep 21, 2018	Feb 25, 2020
LEWIS, JAMES, DAVID	PRESIDENT/CHIEF COMPLIANCE OFFICER(CCO)	E	yes	03/1985	Mar 12, 2012	Feb 25, 2020
LEWIS, CHRISTIE, NANCE	Secretary	Na	no	06/1998	May 31, 2012	Feb 25, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 25, 2020	$122M	$110M	6	3	0	n/a	n/a
2018	Feb 14, 2019	$102M	$88.5M	5	3	0	n/a	n/a
2011	Mar 19, 2012	$64.7M	$53.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$122M	$102M	20.1%	n/a	n/a	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE MATHER GROUP, LLC	2	Jun 26, 2020	Jun 11, 2020	KNOXVILLE, TN	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← LEWIS, JAMES, DAVIDOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER(CCO), ownership code E, individual
Mar 12, 2012 to presentfactForm ADV
← HANKLA, ROBERT, BRYANOwnerPRINCIPAL/VICE PRESIDENT, ownership code B, individual
Sep 21, 2018 to presentfactForm ADV

Owns (1)

← LEWIS, CHRISTIE, NANCEOwnerSECRETARY, ownership code NA, individual
May 31, 2012 to presentfactForm ADV

Registered with (2)

← ROBERT BRYAN HANKLAAdvisorregistration: previous registration
Apr 11, 2007 to Jun 26, 2020factForm ADV
← Priscilla Colleen BirtAdvisorregistration: previous registration
Aug 7, 2018 to Jun 26, 2020factForm ADV

Moved with (1)

→ THE MATHER GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Jun 26, 2020 to Jun 11, 2020factForm ADV

Dated events

Occurred
Sep 21, 2018
First Form ADV filing
Resource Advisory Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f27b0530-277f-5893-4d7d-ecd2c1703850
First observed: Mar 12, 2012
Last observed: Feb 25, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESOURCE ADVISORY SERVICES, INC.

CRD 110671

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27b0530-277f-5893-4d7d-ecd2c1703850

Data as of Feb 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANKLA, ROBERT, BRYAN

PRINCIPAL/VICE PRESIDENT

yes

11/2012

Sep 21, 2018

Feb 25, 2020

LEWIS, JAMES, DAVID

PRESIDENT/CHIEF COMPLIANCE OFFICER(CCO)

yes

03/1985

Mar 12, 2012

Feb 25, 2020

LEWIS, CHRISTIE, NANCE

Secretary

06/1998

May 31, 2012

Feb 25, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 25, 2020

$122M

$110M

n/a

2018

Feb 14, 2019

$102M

$88.5M

n/a

2011

Mar 19, 2012

$64.7M

$53.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$122M

$102M

20.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE MATHER GROUP, LLC

Jun 26, 2020

Jun 11, 2020

KNOXVILLE, TN

Team lift out

RIA to RIA

100.0%