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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Richard Chan

Advisor at EQUITABLE ADVISORS, LLC

WOODBRIDGE, NJ | Staten Island, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27d26a0-dacb-8896-1056-552be2c5eb14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 16, 2024
First registration: Apr 6, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 5770839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 27, 2024	n/a	yes	Staten Island, NY\|WOODBRIDGE, NJ	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 29, 2019	Dec 31, 2020	no	Brooklyn, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 6, 2018	Apr 18, 2019	no	EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	EQUITABLE ADVISORS, LLC	Dec 31, 2020	Nov 27, 2024	1,427	Firm change after gap	Ibd to ibd
EQUITABLE ADVISORS, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Apr 18, 2019	Jul 29, 2019	102	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:109524:NJ:2019-04-05	Apr 18, 2019	Jul 29, 2019	EDISON, NJ	Firm change

Relationships

Registered with (2)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 6, 2018 to Apr 18, 2019factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 29, 2019 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f27d26a0-dacb-8896-1056-552be2c5eb14
First observed: Apr 6, 2018
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Richard Chan

Advisor at EQUITABLE ADVISORS, LLC

WOODBRIDGE, NJ | Staten Island, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f27d26a0-dacb-8896-1056-552be2c5eb14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EQUITABLE ADVISORS, LLC

National bd RIA

Nov 27, 2024

n/a

yes

Staten Island, NY|WOODBRIDGE, NJ

Current employment

ALLSTATE FINANCIAL ADVISORS, LLC

Bd affiliated wealth

Jul 29, 2019

Dec 31, 2020

Brooklyn, NY

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Apr 6, 2018

Apr 18, 2019

EDISON, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ALLSTATE FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Dec 31, 2020

Nov 27, 2024

1,427

Firm change after gap

Ibd to ibd

EQUITABLE ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

Apr 18, 2019

Jul 29, 2019

102

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

6627:109524:NJ:2019-04-05

Apr 18, 2019

Jul 29, 2019

EDISON, NJ

Firm change