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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ALAN MEARS GILBREATH

Advisor at LPL FINANCIAL LLC

RICHARDSON, TX

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Search this name across graphsid dfx:ria:f27e7b48-5e86-ecce-dfd0-960ac4165877

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 24, 2005
First registration: Nov 15, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4926403

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 6, 2024	n/a	yes	RICHARDSON, TX	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 20, 2012	Dec 11, 2024	no	Wimberley, TX\|Richardson, TX	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Aug 25, 2008	Sep 21, 2012	no	Memphis, TN\|HARTVILLE, OH\|DALLAS, TX\|PLANO, TX\|RICHARDSON, TX	Previous registration
RIVERSTONE WEALTH MANAGEMENT	Former SEC adviser	Apr 9, 2007	Sep 18, 2008	no	DALLAS, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Apr 11, 2007	no	DALLAS, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 15, 2006	Apr 2, 2007	no	SHEBOYGAN, WI\|GREENBAY, WI\|GREENBAY, WI\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Dec 11, 2024	Dec 6, 2024	-5	Firm change	Ibd to ibd
B RILEY WEALTH MANAGEMENT	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 21, 2012	Sep 20, 2012	-1	Firm change	Other
RIVERSTONE WEALTH MANAGEMENT	B RILEY WEALTH MANAGEMENT	Sep 18, 2008	Aug 25, 2008	-24	Firm change	Other
MORGAN STANLEY & CO. LLC	RIVERSTONE WEALTH MANAGEMENT	Apr 11, 2007	Apr 9, 2007	-2	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:6413:TX:2024-12-11	Dec 11, 2024	Dec 6, 2024	RICHARDSON, TX	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 20, 2012 to Dec 11, 2024factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 25, 2008 to Sep 21, 2012factForm ADV
→ RIVERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 9, 2007 to Sep 18, 2008factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 11, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 15, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Alan Mears Gilbreath left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2024-12-06)
Form ADVobserved 5 days ago