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W•••••• H•••• H•••••• I•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

W•••••• H•••• H•••••• I•

Advisor at C•••••• • S••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f282316b-72c6-e253-4b45-25490647fe65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • S••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • S••••• L••	Independent wealth	Feb 21, 2024	n/a	yes	NEW YORK, NY	Current employment
C•••••• • C••	Former SEC adviser	Mar 18, 2022	Feb 13, 2024	no	NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• • C••	C•••••• • S••••• L••	Feb 13, 2024	Feb 21, 2024	8	Firm change	RIA to RIA
A••••••••• L•••	C•••••• • C••	Aug 20, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106326:142633:NY:2024-02-13	Feb 13, 2024	Feb 21, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ C•••••• • S••••• L••Registered adviserregistration: current employment
Feb 21, 2024 to presentfactForm ADV
→ C•••••• • C••Registered adviserregistration: previous registration
Mar 18, 2022 to Feb 13, 2024factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Nov 1, 2002 to Aug 20, 2018factForm ADV

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
W•••••• H•••• H•••••• I• left C•••••• • C•• for C•••••• • S••••• L•• (registered 2024-02-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f282316b-72c6-e253-4b45-25490647fe65
First observed: Nov 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.