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W••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

W••••••••• A•••••••• L••

CRD 135601

MOUNT OLIVE, NJ

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Search this name across graphsid dfx:ria:f283d127-1d32-cdc7-881b-fd78f27cad8b

Data as of Jun 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Jun 25, 2019
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6Item 5.F on the latest filing (2019-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• P••••••• O••••••• M••••• F•••• L•••	Hedge Fund	$2	Jun 25, 2019	3	Mar 30, 2012	reported	021-94861
W••••••••• P••••••• F•••• L•	Hedge Fund	$2

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• E••••••••• N•••••	MANAGING MEMBER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	A	yes	06/2019	Mar 30, 2012	Jun 25, 2019
G••••• K••••• L••••••	ASSISTANT VICE PRESIDENT	Na	yes	07/2010	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$6	$402M	-100.0%	$869M	-99.8%	7	7	1	1

Relationships

Advises (2)

→ W••••••••• P••••••• O••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ W••••••••• P••••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (4)

← W••••••• D••••• J•••OwnerMANAGING MEMBER / CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← G••••• S•••••• E•••••

Dated events

Occurred
Jun 25, 2019
Regulatory AUM changed
W••••••••• A•••••••• L•• reported RAUM $6, down 100% from $207.6M (2019-03-29 to 2019-06-25)
Form ADVobserved 7 days ago
$-208M
Occurred
Jun 25, 2019
Control person left
Terry Fred Perlstadt (Chief Financial Officer / Chief Compliance Officer) no longer on Schedule A of W••••••••• A•••••••• L•• (listed 2019-03-29, absent 2019-06-25)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
W••••••••• A•••••••• L•• reported RAUM $207.6M, down 48% from $401.6M (2018-09-24 to 2019-03-29)
Form ADVobserved 7 days ago
$-194M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f283d127-1d32-cdc7-881b-fd78f27cad8b
First observed: Mar 30, 2012
Last observed: Jun 25, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.