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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SAMUEL CAPITAL MANAGEMENT LLC

CRD 282028

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f28df295-aecf-cdab-7eee-3b25c3f28a2a

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2016 to Mar 30, 2023
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $177MItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $5.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $83.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-107726
CRD: 282028
Filings on the tape: 10
First filed: Apr 15, 2016
Latest filed: Mar 30, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SAMUEL MUNICIPAL TOTAL RETURN FUND II LP	Hedge Fund	$83.2M	Mar 30, 2023	12	Mar 30, 2020	reported	n/a
SAMUEL MUNICIPAL TOTAL RETURN FUND LP	Hedge Fund	$13.7M	Mar 30, 2020	3	Nov 13, 2015	dropped	021-172444

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MANNIS, BARRY, ARLEN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	10/2011	Apr 15, 2016	Mar 30, 2023
MANNIS, RUSSELL, ANDREW	MANAGING MEMBER	D	yes	10/2011	Apr 15, 2016	Mar 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAMUEL GP II LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$177M	$177M	4	4	0	1	$83.2M
2021	Mar 28, 2022	$228M	$228M	3	3	0	1	$120M
2020	Mar 31, 2021	$161M	$161M	3	3	0	1	$50.4M
2019	Mar 30, 2020	$170M	$170M	3	3	0	2	$61.6M
2018	Mar 29, 2019	$115M	$115M	3	3	0	1	$17.5M
2017	Mar 28, 2018	$73.9M	$73.9M	3	3	0	1	$27.9M
2016	Mar 29, 2017	$44.9M	$44.9M	3	3	n/a	1	$11.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$177M	$228M	-22.1%	$170M	1.4%	4	3	0	0

Relationships

Advises (2)

→ SAMUEL MUNICIPAL TOTAL RETURN FUND II LPPrivate fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ SAMUEL MUNICIPAL TOTAL RETURN FUND LPPrivate fundHedge Fund, IA, no longer reported
Nov 13, 2015 to Mar 30, 2020factForm ADV

Controls (2)

← MANNIS, RUSSELL, ANDREWOwnerMANAGING MEMBER, ownership code D, individual
Apr 15, 2016 to presentfactForm ADV
← MANNIS, BARRY, ARLENOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 15, 2016 to presentfactForm ADV

Dated events

Occurred
Apr 15, 2016
First Form ADV filing
Samuel Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f28df295-aecf-cdab-7eee-3b25c3f28a2a
First observed: Apr 15, 2016
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAMUEL CAPITAL MANAGEMENT LLC

CRD 282028

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f28df295-aecf-cdab-7eee-3b25c3f28a2a

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SAMUEL MUNICIPAL TOTAL RETURN FUND II LP

Hedge Fund

$83.2M

Mar 30, 2023

Mar 30, 2020

reported

n/a

SAMUEL MUNICIPAL TOTAL RETURN FUND LP

Hedge Fund

$13.7M

Mar 30, 2020

Nov 13, 2015

dropped

021-172444

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MANNIS, BARRY, ARLEN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2011

Apr 15, 2016

Mar 30, 2023

MANNIS, RUSSELL, ANDREW

MANAGING MEMBER

yes

10/2011

Apr 15, 2016

Mar 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAMUEL GP II LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$177M

$83.2M

2021

Mar 28, 2022

$228M

$120M

2020

Mar 31, 2021

$161M

$50.4M

2019

Mar 30, 2020

$170M

$61.6M

2018

Mar 29, 2019

$115M

$17.5M

2017

Mar 28, 2018

$73.9M

$27.9M

2016

Mar 29, 2017

$44.9M

n/a

$11.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$177M

$228M

-22.1%

$170M

1.4%