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RIA / WealthAdvisor38 years in industry

DAVID ROBERT GIBBS

Advisor at SUCCESSFUL WEALTH STRATEGIES, LLC

Farmington, CT

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Search this name across graphsid dfx:ria:f299463e-e912-9553-5549-5811d848edff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUCCESSFUL WEALTH STRATEGIES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Jun 9, 1988
First registration: Aug 24, 2007
Dual registered: no
IAPD individual key: 1375737

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUCCESSFUL WEALTH STRATEGIES, LLC	State registered	Nov 11, 2021	n/a	yes	Farmington, CT\|Farmington, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Nov 18, 2021	no	Farmington, CT	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jul 10, 2014	Dec 5, 2017	no	GLASTONBURY, CT\|Farmington, CT\|LOS ANGELES, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 24, 2007	Jul 24, 2014	no	FARMINGTON, CT\|FARMINGTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SUCCESSFUL WEALTH STRATEGIES, LLC	Nov 18, 2021	Nov 11, 2021	-7	Firm change	Ibd to state RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Dec 5, 2017	Nov 29, 2017	-6	Bulk transfer	Other
COMMONWEALTH FINANCIAL NETWORK	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 24, 2014	Jul 10, 2014	-14	Firm change	Other

Relationships

Registered with (4)

→ SUCCESSFUL WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Nov 11, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Nov 18, 2021factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jul 10, 2014 to Dec 5, 2017factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 24, 2007 to Jul 24, 2014factForm ADV

Dated events

No dated event names this entity yet.