DFX Intelligence

S••• A••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

S••• A••••••• B•••••

Advisor at R••••••••• C•••••• M•••••••••

Florham Park, NJ | Conshohocken, PA

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Search this name across graphsid dfx:ria:f2a44eb0-f367-898c-9196-c4428a7e0c88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	Conshohocken, PA	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	Florham Park, NJ\|Conshohocken, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••••• C•••••• M•••••••••	Feb 6, 2025	Jan 24, 2025	-13	Firm change	Wirehouse to ibd
I••••••• C•••••• M••••••••• L••	M••••• S••••••	Dec 22, 2020	Mar 6, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:291361:PA:2025-02-06	Feb 6, 2025	Jan 24, 2025	BLUE BELL, PA	Firm change
150250:149777:PA:2020-12-22	Dec 22, 2020	Mar 6, 2020	CONSHOHOCKEN, PA	Firm change after gap

Relationships

Registered with (6)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 6, 2020 to Feb 6, 2025factForm ADV
→ I••••••• C•••••• M••••••••• L••

Dated events

Occurred
Feb 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2a44eb0-f367-898c-9196-c4428a7e0c88
First observed: Oct 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.