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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

BESART MORINA

Advisor at LPL FINANCIAL LLC

LARKSPUR, CA

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Search this name across graphsid dfx:ria:f2ae0d66-b0e0-56b0-244c-4b9eaff90ddf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 27, 2004
First registration: Aug 22, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4797648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 14, 2020	n/a	yes	LARKSPUR, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 17, 2014	May 29, 2020	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SONOMA, CA\|SAN RAFAEL, CA\|SAN RAFAEL, CA\|SONOMA, CA\|SAN RAFAEL, CA\|KENTFIELD, CA\|SAN ANSELMO, CA\|MILL VALLEY, CA\|MILL VALLEY, CA\|TIBURON, CA\|CORTE MADERA, CA\|DALY CITY, CA\|MILL VALLEY, CA\|KENTFIELD, CA\|MILL VALLEY, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Apr 18, 2013	no	GREEN VALLEY, AZ\|TUCSON, AZ\|SANTA ROSA, CA\|PETALUMA, CA\|PETALUMA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 24, 2008	Jan 3, 2011	no	TUCSON, AZ\|GREEN VALLEY, AZ\|SAHUARITA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 22, 2005	Oct 7, 2008	no	CHICAGO, IL\|TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	LPL FINANCIAL LLC	May 29, 2020	May 14, 2020	-15	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	Apr 18, 2013	Jul 17, 2014	455	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO INVESTMENTS, LLC	Oct 7, 2008	Oct 24, 2008	17	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 14, 2020 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 17, 2014 to May 29, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Apr 18, 2013factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 24, 2008 to Jan 3, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 22, 2005 to Oct 7, 2008factForm ADV

Dated events

No dated event names this entity yet.