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Advisor at RIVERFRONT INVESTMENT GROUP, LLC
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIVERFRONT INVESTMENT GROUP, LLC | Mixed wealth | May 13, 2026 | n/a | yes | RICHMOND, VA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 9, 2025 | Mar 17, 2026 | no | Richmond, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RIVERFRONT INVESTMENT GROUP, LLC | Mar 17, 2026 | May 13, 2026 | 57 | Firm change | Ibd to RIA |