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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ROCK ALLEN MIRICH

Advisor at EQUITABLE ADVISORS, LLC

LAS VEGAS, NV | SHOW LOW, AZ

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Search this name across graphsid dfx:ria:f2b0bcee-4b64-f4c0-6053-0799e85e4d63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: May 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Nov 13, 1989
First registration: May 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1999521

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 5, 2022	n/a	yes	LAS VEGAS, NV\|SHOW LOW, AZ	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 9, 2016	Aug 10, 2022	no	Cheyenne, WY\|Henderson, NV\|Las Vegas, NV	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Feb 13, 2012	Jun 28, 2016	no	CHEYENNE, WY\|LARAMIE, WY\|FT COLLINS, CO\|CHEYENNE, WY\|Cheyenne, WY	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 14, 2011	Feb 16, 2012	no	LAKEWOOD, CO	Previous registration
AVANT-GARDE ADVISORS LLC	Former SEC adviser	Jan 21, 2010	Oct 22, 2010	no	SAN DIEGO, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Dec 8, 2009	Jan 15, 2010	no	SAN DIEGO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 24, 2009	Dec 2, 2009	no	CHICAGO, IL\|DEL MAR, CA\|SAN DIEGO, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Nov 13, 2008	Apr 6, 2009	no	LA JOLLA, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 11, 2004	Nov 24, 2008	no	LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 15, 2002	Oct 14, 2004	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	EQUITABLE ADVISORS, LLC	Aug 10, 2022	Aug 5, 2022	-5	Firm change	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Jun 28, 2016	Sep 9, 2016	73	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Feb 16, 2012	Feb 13, 2012	-3	Firm change	Other
AVANT-GARDE ADVISORS LLC	VALIC FINANCIAL ADVISORS, INC.	Oct 22, 2010	Jan 14, 2011	84	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	AVANT-GARDE ADVISORS LLC	Jan 15, 2010	Jan 21, 2010	6	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	Dec 2, 2009	Dec 8, 2009	6	Firm change	Other
U.S. BANCORP ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Apr 6, 2009	Apr 24, 2009	18	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	U.S. BANCORP ADVISORS, LLC	Nov 24, 2008	Nov 13, 2008	-11	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 14, 2004	Oct 11, 2004	-3	Firm change	Other

Relationships

Registered with (10)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 5, 2022 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 9, 2016 to Aug 10, 2022factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Feb 13, 2012 to Jun 28, 2016factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 14, 2011 to Feb 16, 2012factForm ADV
→ AVANT-GARDE ADVISORS LLCRegistered adviserregistration: previous registration
Jan 21, 2010 to Oct 22, 2010factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 8, 2009 to Jan 15, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 24, 2009 to Dec 2, 2009factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 13, 2008 to Apr 6, 2009factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 11, 2004 to Nov 24, 2008factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 15, 2002 to Oct 14, 2004factForm ADV

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
Rock Allen Mirich left Allstate Financial Advisors, Llc for Equitable Advisors, Llc (registered 2022-08-05)
Form ADVobserved 5 days ago