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Advisor at EMPOWER ADVISORY GROUP, LLC
HARTFORD, CT | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2024 | n/a | yes | GREENWOOD VILLAGE, CO|HARTFORD, CT | Current employment |
| PGIM INVESTMENTS LLC | Asset manager | Aug 12, 2022 | Apr 1, 2024 | no | Hartford, CT | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Oct 26, 2006 | Mar 30, 2022 | no | HARTFORD, CT | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 17, 2002 | Oct 26, 2006 | no | SHELTON, CT|MIDDLEBURY,, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PGIM INVESTMENTS LLC | EMPOWER ADVISORY GROUP, LLC | Apr 1, 2024 | Apr 3, 2024 | 2 | Firm change | Other |
| GLOBAL PORTFOLIO STRATEGIES, INC. | PGIM INVESTMENTS LLC | Mar 30, 2022 | Aug 12, 2022 | 135 | Firm change | Other |
| PRUCO SECURITIES, LLC | GLOBAL PORTFOLIO STRATEGIES, INC. | Oct 26, 2006 | Oct 26, 2006 | 0 | Firm change | Other |