DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SQUARE 1 VENTURES

SQUARE 1 VENTURES, LLC, CRD 163231

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2c04aab-080e-61d2-f272-65dcfaf96924

Data as of Feb 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Sep 27, 2013 to Feb 12, 2014
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Square 1 Ventures

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.7MItem 5.F on the latest filing (2014-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $42.7Mgross asset value as reported per fund; never fund size
SEC number: 801-78646
CRD: 163231
Filings on the tape: 3
First filed: Sep 27, 2013
Latest filed: Feb 12, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECKER, WILEY, JAY	PRINCIPAL; CCO	Na	yes	08/2008	Sep 27, 2013	Feb 12, 2014
SQUARE 1 FINANCIAL, INC.	PARENT COMPANY/SOLE AND MANAGING MEMBER	E	yes	08/2007	Sep 27, 2013	Feb 12, 2014
WILSON, ADRIAN, NEWTON	Consultant	Na	no	04/2013	Sep 27, 2013	Feb 12, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SQUARE 1 ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$798M	N	yes	n/a
SQUARE 1 BANK	n/a	n/a	n/a	N	yes	Nc
SQUARE 1 VENTURE MANAGEMENT 1, L.P.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Feb 12, 2014	$42.7M	$42.7M	2	1	n/a	1	$42.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$42.7M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ BOFCAL ASSET MANAGEMENT INC.Registered adviserother investment adviser, common control
factForm ADV

Owns (1)

← WILSON, ADRIAN, NEWTONOwnerCONSULTANT, ownership code NA, individual
Sep 27, 2013 to presentfactForm ADV

Controls (2)

← BECKER, WILEY, JAYOwnerPRINCIPAL; CCO, ownership code NA, individual
Sep 27, 2013 to presentfactForm ADV
← SQUARE 1 FINANCIAL, INC.OwnerPARENT COMPANY/SOLE AND MANAGING MEMBER, ownership code E, domestic entity
Sep 27, 2013 to presentfactForm ADV

Dated events

Occurred
Sep 27, 2013
First Form ADV filing
Square 1 Ventures filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2c04aab-080e-61d2-f272-65dcfaf96924
First observed: Sep 27, 2013
Last observed: Feb 12, 2014 153 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SQUARE 1 VENTURES

SQUARE 1 VENTURES, LLC, CRD 163231

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2c04aab-080e-61d2-f272-65dcfaf96924

Data as of Feb 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECKER, WILEY, JAY

PRINCIPAL; CCO

yes

08/2008

Sep 27, 2013

Feb 12, 2014

SQUARE 1 FINANCIAL, INC.

PARENT COMPANY/SOLE AND MANAGING MEMBER

yes

08/2007

Sep 27, 2013

Feb 12, 2014

WILSON, ADRIAN, NEWTON

Consultant

04/2013

Sep 27, 2013

Feb 12, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SQUARE 1 ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$798M

yes

n/a

SQUARE 1 BANK

n/a

yes

SQUARE 1 VENTURE MANAGEMENT 1, L.P.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Feb 12, 2014

$42.7M

n/a

$42.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$42.7M

n/a