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Advisor at CORIENT
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Oct 11, 2022 | n/a | yes | Charlotte, NC | Current employment |
| CI BRIGHTWORTH PRIVATE WEALTH | Former SEC adviser | Feb 1, 2019 | Mar 31, 2023 | no | CHARLOTTE, NC|ATLANTA, GA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jan 24, 2018 | Jan 22, 2019 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CI BRIGHTWORTH PRIVATE WEALTH | Corient | Mar 31, 2023 | Oct 11, 2022 | -171 | Bulk transfer | RIA to RIA |
| PARK AVENUE SECURITIES LLC | CI BRIGHTWORTH PRIVATE WEALTH | Jan 22, 2019 | Feb 1, 2019 | 10 | Firm change | Ibd to RIA |