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Reading the graph
Advisor at MORGAN STANLEY
Rolling Hills Estates, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Rolling Hills Estates, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 23, 2009 | Jun 1, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 17, 2008 | Apr 2, 2009 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Apr 2, 2009 | Mar 23, 2009 | -10 | Firm change | Other |