DFX Intelligence

P••••••••• I••••••••• M••••••••• S•••••••• P•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P••••••••• I••••••••• M••••••••• S•••••••• P•••

CRD 115580

KENNEWICK, WA

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Search this name across graphsid dfx:ria:f2c75881-ab36-1aa2-88b5-fd36084d6da4

Data as of Jun 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2012 to Jun 7, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.6M••• Locked
Discretionary RAUM: $37.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Advisory employees: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• G••••••• M••••••	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	E	yes	04/2005	Mar 5, 2012	Jun 7, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	May 9, 2012	$37.6M	$37.6M	n/a	0	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$37.6M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← R••••••• G••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, MANAGING MEMBER, ownership code E, individual
Mar 5, 2012 to presentfactForm ADV

Registered with (2)

← G•••••• M•••••• R••••••Advisorregistration: previous registration
Nov 1, 2000 to Dec 31, 2024factForm ADV
← TYLER ROY SCOTTAdvisorregistration: previous registration
Oct 16, 2015 to Nov 23, 2016factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Garrick Michael Russell left P••••••••• I••••••••• M••••••••• S•••••••• P••• for Hfg Advisors, Inc. (registered 2026-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2c75881-ab36-1aa2-88b5-fd36084d6da4
First observed: Mar 5, 2012
Last observed: Jun 7, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.