DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

VISIUM ASSET MANAGEMENT, LP

CRD 155763

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2cb4a6e-6634-c5cd-e3a5-77390418b162

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 1
On other graphs: 2
Observed: Mar 30, 2012 to Mar 30, 2018
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Visium Asset Management, LP

Private equity manager · shared crd

Private Creditidentity

VISIUM ASSET MANAGEMENT, LP

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $167MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $167M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
Individual clients: 0
High net worth clients: 0
Private funds: 13Schedule D 7.B(1)
Private fund GAV: $296Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-72280
CRD: 155763
Filings on the tape: 28
First filed: Mar 30, 2012
Latest filed: Mar 30, 2018
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
VISIUM HEALTHCARE PARTNERS (CAYMAN FEEDER), LP	Private Equity Fund	$150M	Jan 25, 2017	2	Mar 30, 2016	dropped	021-245802
VISIUM HEALTHCARE PARTNERS, LP	Private Equity Fund	$125M	Jan 25, 2017	4	Mar 30, 2016	dropped	021-245801
VISIUM BALANCED MASTER FUND, LTD.	Hedge Fund	$125M	Nov 27, 2018	0	Mar 30, 2012	reported	n/a
VISIUM BALANCED OFFSHORE FUND, LTD.	Hedge Fund	$101M	Mar 30, 2018	0	Mar 30, 2012	reported	021-87373
VISIUM BALANCED FUND, LP	Hedge Fund	$23.1M	Mar 30, 2018	0	Mar 30, 2012	reported	021-83478
VISIUM CATALYST MASTER FUND, LTD.	Hedge Fund	$15.0M	May 1, 2017	0	Apr 4, 2012	reported	n/a
VISIUM GLOBAL OFFSHORE FUND, LTD.	Hedge Fund	$11.6M	Mar 30, 2018	0	Mar 30, 2012	reported	021-130835
VISIUM CREDIT MASTER FUND, LTD.	Hedge Fund	$9.0M	Nov 27, 2018	0	Mar 30, 2012	reported	n/a
VISIUM GLOBAL MASTER FUND, LTD.	Hedge Fund	$8.6M	Nov 27, 2018	0	Mar 30, 2012	reported	n/a
VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.	Hedge Fund	$5.5M	Mar 30, 2018	0	Mar 30, 2012	reported	021-130837
VISIUM GLOBAL FUND, LP	Hedge Fund	$3.8M	Mar 30, 2018	0	Mar 30, 2012	reported	021-130834
VISIUM CREDIT OPPORTUNITIES FUND, LP	Hedge Fund	$2.1M	Mar 30, 2018	0	Mar 30, 2012	reported	021-130836
VISIUM CATALYST EVENT DRIVEN MASTER FUND, LTD.	Hedge Fund	$2.0M	May 1, 2017	0	Apr 4, 2012	reported	n/a
VISIUM INSTITUTIONAL PARTNERS MASTER FUND, LTD.	Hedge Fund	$1.5M	Nov 27, 2018	0	Mar 30, 2012	reported	n/a
VISIUM INSTITUTIONAL PARTNERS FUND, LTD.	Hedge Fund	$816,163	Mar 30, 2018	0	Mar 30, 2012	reported	021-171601
CATALYST SENIOR INCOME FUND, LLC	Other Private Fund	$532,373	May 1, 2017	4	Mar 31, 2017	reported	n/a
VISIUM QUANTITATIVE MASTER FUND, LTD.	Hedge Fund	$432,001	Jan 25, 2017	2	Nov 20, 2014	dropped	021-221079
VC SPECIAL HOLDINGS, LLC	Other Private Fund	$251,931	May 1, 2017	16	Mar 31, 2017	reported	n/a
VISIUM INSTITUTIONAL PARTNERS, LP	Hedge Fund	$99,681	Mar 30, 2018	0	Mar 30, 2012	reported	021-143222
VISIUM EQUITY ALPHA FUND, LP	Hedge Fund	$0	Mar 30, 2018	0	Mar 30, 2012	reported	021-153370

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOTTLIEB, JACOB, JAY	LIMITED PARTNER OF VISIUM ASSET MANAGEMENT, LP & VISIUM FUND MANAGEMENT, LP; CHIEF INVESTMENT OFFICER	E	yes	08/2005	Mar 30, 2012	Mar 30, 2018
GOTTLIEB, JACOB, JAY	Member	E	yes	06/2007	Mar 30, 2012	Mar 30, 2018
GOTTLIEB, MARK, ALLEN	LIMITED PARTNER OF VISIUM ASSET MANAGEMENT, LP & VISIUM FUND MANAGEMENT, LP; CHIEF ADMINISTRATIVE OFFICER; CCO	Na	yes	08/2005	Mar 30, 2012	Mar 30, 2018
JG ASSET II, LLC	GENERAL PARTNER OF VISIUM FUND MANAGEMENT, LP	Na	yes	04/2013	Jun 2, 2014	Mar 30, 2018
JG ASSET, LLC	GENERAL PARTNER OF VISIUM ASSET MANAGEMENT, LP	Na	yes	07/2007	Mar 30, 2012	Mar 30, 2018
KEILY, DAVID, LEE	GENERAL COUNSEL	Na	yes	06/2011	Mar 30, 2012	Mar 30, 2018
KU, STEVEN, SONG	CHIEF OPERATING OFFICER	Na	yes	10/2014	Mar 30, 2012	Mar 30, 2018
VISIUM ASSET MANAGEMENT, LP	GENERAL PARTNER	E	yes	10/2012	Jun 2, 2014	Mar 30, 2018
YACOS, MARK, J	CHIEF FINANCIAL OFFICER	Na	yes	10/2014	Oct 17, 2014	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VISIUM ALPHA ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a
VISIUM CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
VISIUM CREDIT ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a
VISIUM GLOBAL ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a
VISIUM INSTITUTIONAL ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$167M	$167M	4	2	0	13	$296M
2016	Mar 31, 2017	$334M	$334M	7	1	n/a	15	$637M
2015	Mar 30, 2016	$15B	$14B	177	96	n/a	16	$20B
2014	Mar 31, 2015	$15B	$14B	164	104	n/a	14	$19B
2013	Mar 31, 2014	$12B	$11B	131	81	n/a	10	$15B
2012	Mar 28, 2013	$6.7B	$6.7B	100	60	n/a	13	$10B
2011	Mar 30, 2012	$5.5B	$5.5B	n/a	n/a	n/a	13	$8.6B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$167M	$334M	-49.9%	$15B	-77.6%	4	7	0	n/a

Relationships

Advises (20)

→ VISIUM CREDIT MASTER FUND, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM INSTITUTIONAL PARTNERS MASTER FUND, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM GLOBAL MASTER FUND, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM BALANCED MASTER FUND, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM CREDIT OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM BALANCED FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM INSTITUTIONAL PARTNERS FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM INSTITUTIONAL PARTNERS, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM BALANCED OFFSHORE FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM EQUITY ALPHA FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM GLOBAL OFFSHORE FUND, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ VISIUM GLOBAL FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ CATALYST SENIOR INCOME FUND, LLCPrivate fundOther Private Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ VISIUM CATALYST MASTER FUND, LTD.Private fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ VC SPECIAL HOLDINGS, LLCPrivate fundOther Private Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ VISIUM CATALYST EVENT DRIVEN MASTER FUND, LTD.Private fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ VISIUM HEALTHCARE PARTNERS, LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Jan 25, 2017factForm ADV
→ VISIUM QUANTITATIVE MASTER FUND, LTD.Private fundHedge Fund, IA, no longer reported
Nov 20, 2014 to Jan 25, 2017factForm ADV
→ VISIUM HEALTHCARE PARTNERS (CAYMAN FEEDER), LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Jan 25, 2017factForm ADV

Controls (8)

← KEILY, DAVID, LEEOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GOTTLIEB, MARK, ALLENOwnerLIMITED PARTNER OF VISIUM ASSET MANAGEMENT, LP & VISIUM FUND MANAGEMENT, LP; CHIEF ADMINISTRATIVE OFFICER; CCO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GOTTLIEB, JACOB, JAYOwnerMEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← YACOS, MARK, JOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 17, 2014 to presentfactForm ADV
← KU, STEVEN, SONGOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← JG ASSET II, LLCOwnerGENERAL PARTNER OF VISIUM FUND MANAGEMENT, LP, ownership code NA, domestic entity
Jun 2, 2014 to presentfactForm ADV
← JG ASSET, LLCOwnerGENERAL PARTNER OF VISIUM ASSET MANAGEMENT, LP, ownership code NA, domestic entity
Mar 30, 2012 to presentfactForm ADV
← VISIUM ASSET MANAGEMENT, LPOwnerGENERAL PARTNER, ownership code E, domestic entity
Jun 2, 2014 to presentfactForm ADV

Affiliated with (1)

← CATALYST INVESTMENT MANAGEMENT CO LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Dated events

Occurred
Mar 30, 2018
Regulatory AUM changed
Visium Asset Management, Lp reported RAUM $167.2M, down 50% from $334.0M (2017-05-01 to 2018-03-30)
Form ADVobserved 4 days ago
$-167M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2cb4a6e-6634-c5cd-e3a5-77390418b162
First observed: Mar 30, 2012
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VISIUM ASSET MANAGEMENT, LP

CRD 155763

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2cb4a6e-6634-c5cd-e3a5-77390418b162

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

VISIUM HEALTHCARE PARTNERS (CAYMAN FEEDER), LP

Private Equity Fund

$150M

Jan 25, 2017

Mar 30, 2016

dropped

021-245802

VISIUM HEALTHCARE PARTNERS, LP

Private Equity Fund

$125M

Jan 25, 2017

Mar 30, 2016

dropped

021-245801

VISIUM BALANCED MASTER FUND, LTD.

Hedge Fund

$125M

Nov 27, 2018

Mar 30, 2012

reported

n/a

VISIUM BALANCED OFFSHORE FUND, LTD.

Hedge Fund

$101M

Mar 30, 2018

Mar 30, 2012

reported

021-87373

VISIUM BALANCED FUND, LP

Hedge Fund

$23.1M

Mar 30, 2018

Mar 30, 2012

reported

021-83478

VISIUM CATALYST MASTER FUND, LTD.

Hedge Fund

$15.0M

May 1, 2017

Apr 4, 2012

reported

n/a

VISIUM GLOBAL OFFSHORE FUND, LTD.

Hedge Fund

$11.6M

Mar 30, 2018

Mar 30, 2012

reported

021-130835

VISIUM CREDIT MASTER FUND, LTD.

Hedge Fund

$9.0M

Nov 27, 2018

Mar 30, 2012

reported

n/a

VISIUM GLOBAL MASTER FUND, LTD.

Hedge Fund

$8.6M

Nov 27, 2018

Mar 30, 2012

reported

n/a

VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.

Hedge Fund

$5.5M

Mar 30, 2018

Mar 30, 2012

reported

021-130837

VISIUM GLOBAL FUND, LP

Hedge Fund

$3.8M

Mar 30, 2018

Mar 30, 2012

reported

021-130834

VISIUM CREDIT OPPORTUNITIES FUND, LP

Hedge Fund

$2.1M

Mar 30, 2018

Mar 30, 2012

reported

021-130836

VISIUM CATALYST EVENT DRIVEN MASTER FUND, LTD.

Hedge Fund

$2.0M

May 1, 2017

Apr 4, 2012

reported

n/a

VISIUM INSTITUTIONAL PARTNERS MASTER FUND, LTD.

Hedge Fund

$1.5M

Nov 27, 2018

Mar 30, 2012

reported

n/a

VISIUM INSTITUTIONAL PARTNERS FUND, LTD.

Hedge Fund

$816,163

Mar 30, 2018

Mar 30, 2012

reported

021-171601

CATALYST SENIOR INCOME FUND, LLC

Other Private Fund

$532,373

May 1, 2017

Mar 31, 2017

reported

n/a

VISIUM QUANTITATIVE MASTER FUND, LTD.

Hedge Fund

$432,001

Jan 25, 2017

Nov 20, 2014

dropped

021-221079

VC SPECIAL HOLDINGS, LLC

Other Private Fund

$251,931

May 1, 2017

Mar 31, 2017

reported

n/a

VISIUM INSTITUTIONAL PARTNERS, LP

Hedge Fund

$99,681

Mar 30, 2018

Mar 30, 2012

reported

021-143222

VISIUM EQUITY ALPHA FUND, LP

Hedge Fund

Mar 30, 2018

Mar 30, 2012

reported

021-153370

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOTTLIEB, JACOB, JAY

LIMITED PARTNER OF VISIUM ASSET MANAGEMENT, LP & VISIUM FUND MANAGEMENT, LP; CHIEF INVESTMENT OFFICER

yes

08/2005

Mar 30, 2012

Mar 30, 2018

GOTTLIEB, JACOB, JAY

Member

yes

06/2007

Mar 30, 2012

Mar 30, 2018

GOTTLIEB, MARK, ALLEN

LIMITED PARTNER OF VISIUM ASSET MANAGEMENT, LP & VISIUM FUND MANAGEMENT, LP; CHIEF ADMINISTRATIVE OFFICER; CCO

yes

08/2005

Mar 30, 2012

Mar 30, 2018

JG ASSET II, LLC

GENERAL PARTNER OF VISIUM FUND MANAGEMENT, LP

yes

04/2013

Jun 2, 2014

Mar 30, 2018

JG ASSET, LLC

GENERAL PARTNER OF VISIUM ASSET MANAGEMENT, LP

yes

07/2007

Mar 30, 2012

Mar 30, 2018

KEILY, DAVID, LEE

GENERAL COUNSEL

yes

06/2011

Mar 30, 2012

Mar 30, 2018

KU, STEVEN, SONG

CHIEF OPERATING OFFICER

yes

10/2014

Mar 30, 2012

Mar 30, 2018

VISIUM ASSET MANAGEMENT, LP

GENERAL PARTNER

yes

10/2012

Jun 2, 2014

Mar 30, 2018

YACOS, MARK, J

CHIEF FINANCIAL OFFICER

yes

10/2014

Oct 17, 2014

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VISIUM ALPHA ADVISORS, LLC

n/a

yes

n/a

VISIUM CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

VISIUM CREDIT ADVISORS, LLC

n/a

yes

n/a

VISIUM GLOBAL ADVISORS, LLC

n/a

yes

n/a

VISIUM INSTITUTIONAL ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$167M

$296M

2016

Mar 31, 2017

$334M

n/a

$637M

2015

Mar 30, 2016

$15B

$14B

177

n/a

$20B

2014

Mar 31, 2015

$15B

$14B

164

104

n/a

$19B

2013

Mar 31, 2014

$12B

$11B

131

n/a

$15B

2012

Mar 28, 2013

$6.7B

100

n/a

$10B

2011

Mar 30, 2012

$5.5B

n/a

$8.6B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$167M

$334M

-49.9%

$15B

-77.6%

n/a