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Advisor at OSAIC WEALTH, INC.
Cresskill, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Dec 3, 2024 | n/a | yes | Cresskill, NJ | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 22, 2021 | Dec 20, 2024 | no | PARAMAUS, NJ|New York, NY | Previous registration |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Oct 9, 2018 | Apr 9, 2021 | no | Paramus, NJ|BOSTON, MA | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 29, 2013 | Oct 9, 2018 | no | Paramus, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | OSAIC WEALTH, INC. | Dec 20, 2024 | Dec 3, 2024 | -17 | Firm change | Ibd to ibd |
| WINSLOW, EVANS & CROCKER, INC. | B. RILEY WEALTH ADVISORS, INC. | Apr 9, 2021 | Mar 22, 2021 | -18 | Firm change | RIA to ibd |
| MORGAN STANLEY | WINSLOW, EVANS & CROCKER, INC. | Oct 9, 2018 | Oct 9, 2018 | 0 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29686:115927:MA:2021-04-09 | Apr 9, 2021 | Mar 22, 2021 | BOSTON, MA | Firm change |
| 149777:29686:NJ:2018-10-09 | Oct 9, 2018 | Oct 9, 2018 | PARAMUS, NJ | Firm change |