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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10bsuccession filed

MARTEL WEALTH ADVISORS, LLC

CRD 296896

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2efece6-6376-96a8-a56a-22ab3bdab927

Data as of Jan 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Jul 2, 2018 to Jan 28, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-01-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $182Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,787
Individual clients: 616
High net worth clients: 382
Custody, client assets: $776M
SEC number: 801-113777
CRD: 296896
Filings on the tape: 18
First filed: Jul 2, 2018
Latest filed: Jan 28, 2026
Succeeded: MARTEL WEALTH ADVISORS INCCRD 296896
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK STEPHEN MARTEL	Certified Financial Planner	VANCOUVER, WA	8	43	1	no
JULIE DIANNE SCOTT	n/a	VANCOUVER, WA \| Sequim, WA	8	28	2	no
LLOYD GRANT CAUDLE	n/a	VANCOUVER, WA	8	22	2	no
MICHELE MARIE MADASZ	n/a	VANCOUVER, WA	8	17	1	no
Jason Stephen Martel	Certified Financial Planner	VANCOUVER, WA	8	10	1	no
Ann Louise Moore	Chartered Financial Analyst	VANCOUVER, WA	5	10	n/a	no
DEVIN JACKSON	n/a	VANCOUVER, WA	0	14	n/a	no
ANDREW LOUGHRIDGE STRONG	n/a	VANCOUVER, WA	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASPEN STANDARD GROUP, LLC	Member	E	yes	12/2025	Jan 28, 2026	Jan 28, 2026
MADASZ, MICHELE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2020	Jan 28, 2026	Jan 28, 2026
MARTEL, MARK, STEPHEN	PRESIDENT/CEO	E	yes	11/1982	Jul 2, 2018	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Jan 28, 2026	$1.5B	$1.2B	13	12	n/a	n/a
2024	Apr 8, 2025	$1.2B	$1.0B	14	12	n/a	n/a
2023	Feb 29, 2024	$1.1B	$892M	12	11	n/a	n/a
2022	Mar 20, 2023	$897M	$746M	14	12	n/a	n/a
2021	Mar 16, 2022	$1.0B	$833M	12	10	n/a	n/a
2020	Mar 18, 2021	$816M	$693M	9	9	n/a	n/a
2019	Mar 4, 2020	$694M	$590M	11	9	n/a	n/a
2018	Mar 7, 2019	$565M	$490M	10	8	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	17.2%	$897M	17.6%	13	14	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KMS FINANCIAL SERVICES, INC	5	Dec 31, 2018	Aug 2, 2018	VANCOUVER, WA	Team lift out	Ibd to RIA	2.0%

Relationships

Registered with (8)

← ANDREW LOUGHRIDGE STRONGAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← DEVIN JACKSONAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← Ann Louise MooreAdvisorregistration: current employment
May 7, 2021 to presentfactForm ADV
← MARK STEPHEN MARTELAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV
← JULIE DIANNE SCOTTAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV
← LLOYD GRANT CAUDLEAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV
← MICHELE MARIE MADASZAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV
← Jason Stephen MartelAdvisorregistration: current employment
Aug 2, 2018 to presentfactForm ADV

Controls (2)

← MARTEL, MARK, STEPHENOwnerPRESIDENT/CEO, ownership code E, individual
Jul 2, 2018 to Feb 29, 2024factForm ADV
← MADASZ, MICHELE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 25, 2020 to Feb 29, 2024factForm ADV

Moved with (1)

← KMS FINANCIAL SERVICES, INCRegistered adviser5 advisors, team lift out, same day
Dec 31, 2018 to Aug 2, 2018factForm ADV

Dated events

Occurred
Jan 28, 2026
Succession filed (Item 4)
Martel Wealth Advisors, Llc reported succeeding to the business of Martel Wealth Advisors Inc (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2020
Control person left
Dianne Julie Scott (Chief Compliance Officer) no longer on Schedule A of Martel Wealth Advisors, Llc (listed 2020-07-22, absent 2020-09-25)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2020
Control person joined
Marie Michele Madasz (Chief Compliance Officer) appeared on Schedule A of Martel Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 7, 2019
Regulatory AUM changed
Martel Wealth Advisors, Llc reported RAUM $565.3M, up 288% from $145.6M (2018-09-21 to 2019-03-07)
Form ADVobserved 4 days ago
$420M
Occurred
Sep 21, 2018
Regulatory AUM changed
Martel Wealth Advisors, Llc reported RAUM $145.6M, down 76% from $610.6M (2018-08-30 to 2018-09-21)
Form ADVobserved 4 days ago
$-465M
Occurred
Jul 2, 2018
First Form ADV filing
Martel Wealth Advisors Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2efece6-6376-96a8-a56a-22ab3bdab927
First observed: Jul 2, 2018
Last observed: Jan 28, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARTEL WEALTH ADVISORS, LLC

CRD 296896

VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2efece6-6376-96a8-a56a-22ab3bdab927

Data as of Jan 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK STEPHEN MARTEL

Certified Financial Planner

VANCOUVER, WA

JULIE DIANNE SCOTT

n/a

VANCOUVER, WA | Sequim, WA

LLOYD GRANT CAUDLE

n/a

VANCOUVER, WA

MICHELE MARIE MADASZ

n/a

VANCOUVER, WA

Jason Stephen Martel

Certified Financial Planner

VANCOUVER, WA

Ann Louise Moore

Chartered Financial Analyst

VANCOUVER, WA

n/a

DEVIN JACKSON

n/a

VANCOUVER, WA

n/a

ANDREW LOUGHRIDGE STRONG

n/a

VANCOUVER, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASPEN STANDARD GROUP, LLC

Member

yes

12/2025

Jan 28, 2026

MADASZ, MICHELE, MARIE

CHIEF COMPLIANCE OFFICER

yes

09/2020

Jan 28, 2026

MARTEL, MARK, STEPHEN

PRESIDENT/CEO

yes

11/1982

Jul 2, 2018

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 28, 2026

$1.5B

$1.2B

n/a

2024

Apr 8, 2025

$1.2B

$1.0B

n/a

2023

Feb 29, 2024

$1.1B

$892M

n/a

2022

Mar 20, 2023

$897M

$746M

n/a

2021

Mar 16, 2022

$1.0B

$833M

n/a

2020

Mar 18, 2021

$816M

$693M

n/a

2019

Mar 4, 2020

$694M

$590M

n/a

2018

Mar 7, 2019

$565M

$490M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

17.2%

$897M

17.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KMS FINANCIAL SERVICES, INC

Dec 31, 2018

Aug 2, 2018

VANCOUVER, WA

Team lift out

Ibd to RIA

2.0%