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Advisor at OSAIC WEALTH, INC.
CHATTANOOGA, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 27, 2023 | n/a | yes | CHATTANOOGA, TN | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Nov 19, 2018 | Feb 27, 2023 | no | CHATTANOOGA, TN|LEXINGTON, KY|CHATTANOOGA, TN | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Dec 17, 2018 | no | CHATTANOOGA, TN|CHATTANOGGA, TN | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Sep 28, 2015 | Nov 2, 2018 | no | NASHVILLE, TN|CHATTANOOGA, TN|CHATTANOGGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | OSAIC WEALTH, INC. | Feb 27, 2023 | Feb 27, 2023 | 0 | Firm change | Ibd to ibd |
| OSAIC WEALTH, INC. | OSAIC FS, INC. | Dec 17, 2018 | Nov 19, 2018 | -28 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:23131:TN:2023-02-27 | Feb 27, 2023 | Feb 27, 2023 | CHATTANOOGA, TN | Firm change |
| 23131:3870:TN:2018-12-17 | Dec 17, 2018 | Nov 19, 2018 | CHATTANOGGA, TN | Firm change |