DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SPRINGBROOK FINANCIAL, LLC
BOZEMAN, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPRINGBROOK FINANCIAL, LLC | State registered | Jul 14, 2022 | n/a | yes | BOZEMAN, MT | Current employment |
| NORTHFORK ADVISORS | State registered | Aug 25, 2015 | Jun 27, 2022 | no | BOZEMAN, MT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 15, 2003 | Feb 14, 2005 | no | BOZEMAN, MT | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 25, 2002 | Aug 18, 2003 | no | BOZEMAN, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHFORK ADVISORS | SPRINGBROOK FINANCIAL, LLC | Jun 27, 2022 | Jul 14, 2022 | 17 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | NORTHFORK ADVISORS | Feb 14, 2005 | Aug 25, 2015 | 3,844 | Firm change after gap | Other |
| WADDELL & REED | CITIGROUP GLOBAL MARKETS INC. | Aug 18, 2003 | Sep 15, 2003 | 28 | Firm change | Other |