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W••••• F•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

W••••• F•••• W•••••••

Advisor at C••••••••• F•••••••• N••••••

Temple Terrace, FL

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Search this name across graphsid dfx:ria:f2f73452-abeb-1fcd-1796-6af3ab79dd3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	May 2, 2023	n/a	yes	Temple Terrace, FL	Current employment
O•••• F•• I•••	Former SEC adviser	Jun 13, 2005	May 2, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••••••• F•••••••• N••••••	May 2, 2023	May 2, 2023	0	Firm change	Ibd to ibd
N•• E•••••• S••••••••• C•••••••••	O•••• F•• I•••	May 2, 2005

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 13, 2005 to May 2, 2023factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 19, 1999 to May 2, 2005factForm ADV

Dated events

Occurred
May 2, 2023
Advisor changed firm
W••••• F•••• W••••••• left O•••• F•• I••• for C••••••••• F•••••••• N•••••• (registered 2023-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2f73452-abeb-1fcd-1796-6af3ab79dd3a
First observed: May 19, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.