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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

JOHN SCOTT HARRIS

Advisor at WELLS FARGO ADVISORS

ROANOKE RAPIDS, NC | GREENVILLE, NC | ROCKY MOUNT, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2fb6cf1-3138-e42c-39ba-f938ad365b4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 6, 1984
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
Other names: J SCOTT HARRIS
IAPD individual key: 1300617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 20, 2002	n/a	yes	ROCKY MOUNT, NC\|GREENVILLE, NC\|ROANOKE RAPIDS, NC	Current employment
WACHOVIA SECURITIES, INC.	n/a	Jan 28, 2002	Jun 20, 2002	no	ROANOKE RAPIDS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 20, 2002	Jun 20, 2002	0	Bulk transfer	Other

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 20, 2002 to presentfactForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2002 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2fb6cf1-3138-e42c-39ba-f938ad365b4b
First observed: Jan 28, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN SCOTT HARRIS

Advisor at WELLS FARGO ADVISORS

ROANOKE RAPIDS, NC | GREENVILLE, NC | ROCKY MOUNT, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2fb6cf1-3138-e42c-39ba-f938ad365b4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jun 20, 2002

n/a

yes

ROCKY MOUNT, NC|GREENVILLE, NC|ROANOKE RAPIDS, NC

Current employment

WACHOVIA SECURITIES, INC.

n/a

Jan 28, 2002

Jun 20, 2002

ROANOKE RAPIDS, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WACHOVIA SECURITIES, INC.

WELLS FARGO ADVISORS

Jun 20, 2002

Bulk transfer

Other