DFX Intelligence

S•••••• A••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

S•••••• A••••• J••••••

Advisor at K•• I••••••••• S••••••• L••

Rensselaer, NY | BROOKLYN, OH

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Search this name across graphsid dfx:ria:f2fe2838-1bf3-f7c1-37fc-b6cc4d2e2c69

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jan 22, 2024	n/a	yes	BROOKLYN, OH\|Rensselaer, NY	Current employment
S••••••• M•••• F••••••••• L••	Independent wealth	Aug 2, 2021	Jun 5, 2023	no	SARATOGA SPRINGS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	S••••••• M•••• F••••••••• L••	Jun 22, 2023	Oct 14, 2016	-2,442	Firm change after gap	Other
S••••••• M•••• F••••••••• L••	K•• I••••••••• S••••••• L••	Jun 5, 2023	Jan 22, 2024

Relationships

Registered with (3)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Dec 11, 2013 to Jun 22, 2023factForm ADV
→ S••••••• M•••• F••••••••• L••Registered adviserregistration: previous registration
Aug 2, 2021 to Jun 5, 2023factForm ADV

Dated events

Occurred
Jun 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2fe2838-1bf3-f7c1-37fc-b6cc4d2e2c69
First observed: Dec 11, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.