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G•••••• R•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

G•••••• R•••••• H•••

Advisor at C•••••••• G••••• M•••••• I•••

Santa Ana, CA | New York, NY | Fountain Valley, CA

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Search this name across graphsid dfx:ria:f303f62c-a2af-c22f-7a49-157016ed6918

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Dec 18, 2012	n/a	yes	Fountain Valley, CA\|New York, NY\|Santa Ana, CA	Current employment
S••••• M•••• M••••••••• I•••	Independent wealth	Sep 28, 2011	Mar 31, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••• M••••••••• I•••	C•••••••• G••••• M•••••• I•••	Mar 31, 2012	Dec 18, 2012	262	Firm change	Other
S••••• P•••••••• M••••••••• I••	S••••• M•••• M••••••••• I•••	Mar 29, 2012

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 6, 2006 to Jun 1, 2009factForm ADV
→ S••••• M•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2011 to Mar 31, 2012factForm ADV
→ S••••• P•••••••• M••••••••• I••Registered adviserregistration: previous registration
Sep 28, 2011 to Mar 29, 2012factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f303f62c-a2af-c22f-7a49-157016ed6918
First observed: Feb 6, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.