DFX Intelligence

B•••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

B•••• T••••• D••••

Advisor at A••••••• F•••••••• A•••••••• L••

Eatontown, NJ

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Search this name across graphsid dfx:ria:f307be21-0121-624e-b0c0-f4e7b0641499

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 11, 2024	n/a	yes	Eatontown, NJ	Current employment
P••••••• I••••••••• I•••	Institutional manager	Jun 29, 2005	May 21, 2018	no	RAHWAY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• I••••••••• I•••	A••••••• F•••••••• A•••••••• L••	May 21, 2018	Jan 11, 2024	2,061	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 11, 2024 to presentfactForm ADV
→ P••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2005 to May 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f307be21-0121-624e-b0c0-f4e7b0641499
First observed: Jun 29, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.