DFX Intelligence

N••••••• C•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

N••••••• C•••• H••••••

Advisor at E••••••• P•••••• W•••••

HARTLAND, WI

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Search this name across graphsid dfx:ria:f30a7313-26d3-ea06-444e-b82608a9b5ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••••• W•••••	Independent wealth	Jan 2, 2026	n/a	yes	HARTLAND, WI	Current employment
P•••••• C••••••••• W••••• M••••••••• L••	Former SEC adviser	Aug 27, 2021	Apr 21, 2025	no	WEDDINGTON, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• C••••••••• W••••• M••••••••• L••	E••••••• P•••••• W•••••	Apr 21, 2025	Jan 2, 2026	256	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
312022:335270:NC:2025-04-15	Apr 21, 2025	Jan 2, 2026	WEDDINGTON, NC	Firm change

Relationships

Registered with (2)

→ E••••••• P•••••• W•••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ P•••••• C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2021 to Apr 21, 2025factForm ADV

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f30a7313-26d3-ea06-444e-b82608a9b5ab
First observed: Aug 27, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.