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A••• C•••••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••• C•••••••• N••••

Advisor at C•••••••• G••••• M•••••• I•••

LOS ANGELES, CA | Pearland, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:f30bd08f-f79d-3378-ee8d-084922ffad59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 23, 2019	n/a	yes	HOUSTON, TX\|LOS ANGELES, CA\|Pearland, TX	Current employment
C••• P•••••• A•••••••• L••	Former SEC adviser	Jul 23, 2019	Mar 12, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• P•••••• A•••••••• L••	C•••••••• G••••• M•••••• I•••	Mar 12, 2021	Jul 23, 2019	-598	Channel change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	C••• P•••••• A•••••••• L••	Jun 17, 2019

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jul 23, 2019 to presentfactForm ADV
→ C••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2019 to Mar 12, 2021factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Jun 17, 2019factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f30bd08f-f79d-3378-ee8d-084922ffad59
First observed: Mar 3, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.