DFX Intelligence

T••••• D•• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

T••••• D•• E••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fort Collins, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f30bff54-8c44-d4c5-4672-526611e31acc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 1, 2026	n/a	yes	Fort Collins, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 24, 2018	Apr 10, 2026	no	FORT COLLINS, CO\|HIGHLANDS RANCH, CO\|FORT COLLINS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 10, 2026	Apr 1, 2026	-9	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Aug 24, 2018	Aug 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:134139:CO:2026-04-08	Apr 10, 2026	Apr 1, 2026	FORT COLLINS, CO	Firm change
110518:6413:CO:2018-08-24	Aug 24, 2018	Aug 24, 2018	FORT COLLINS, CO	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 24, 2018 to Apr 10, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2016 to Aug 24, 2018factForm ADV

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f30bff54-8c44-d4c5-4672-526611e31acc
First observed: Mar 10, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.