J••••• H•••••••

Advisor at S•••••••• A••••••• L••

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3119a78-64a8-03cf-46c9-2efc255bd998

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Jun 29, 2026	n/a	yes	EUGENE, OR	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Jun 23, 2023	Mar 31, 2025	no	OLYMPIA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Jun 29, 2026	455	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Mar 22, 2023	Jun 23, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:288590:WA:2023-03-09	Mar 22, 2023	Jun 23, 2023	SEATTLE, WA	Firm change

Relationships

Registered with (3)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jun 23, 2023 to Mar 31, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 11, 2022 to Mar 22, 2023factForm ADV

Dated events

Occurred
Mar 22, 2023
Advisor changed firm
J••••• H••••••• left W•••• F•••• A••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-06-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3119a78-64a8-03cf-46c9-2efc255bd998
First observed: Nov 11, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.