DFX Intelligence

T••• C••••••••• • C••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

T••• C••••••••• • C••• L•••••

CRD 133254

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Search this name across graphsid dfx:ria:f314131c-899e-f836-1255-dd28ce494a15

Data as of Apr 4, 2011 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2011 to Apr 4, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Accounts: 0
CRD: 133254
Filings on the tape: 1
First filed: Apr 4, 2011

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• C•••••••••	n/a	SCOTTSDALE, AZ	21	25	n/a	no

Relationships

Registered with (1)

← T••• C•••••••••Advisorregistration: current employment
Jan 1, 2005 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f314131c-899e-f836-1255-dd28ce494a15
First observed: Apr 4, 2011
Last observed: Apr 4, 2011 188 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.