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Advisor at AMERICAN INVESTORS CO
CONCORD, CA | SAN RAMON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN INVESTORS CO | Independent wealth | May 20, 2013 | n/a | yes | SAN RAMON, CA|CONCORD, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 1, 2003 | May 22, 2013 | no | WALNUT CREEK, CA|Pleasanton, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Aug 24, 1998 | Apr 2, 2003 | no | SAN RAMON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | AMERICAN INVESTORS CO | May 22, 2013 | May 20, 2013 | -2 | Firm change | Other |
| OSAIC FA, INC. | MML INVESTORS SERVICES, LLC | Apr 2, 2003 | Apr 1, 2003 | -1 | Firm change | Other |